Navigating The Legal Code of Continuing Disclosure Webinar
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This valuable webinar will help LEAs understand their legal obligations under SEC Rule 15c2-12.
• What is Continuing Disclosure?
• History of Rule 15c2‐12
• Types of Disclosures
• How to Implement Policies and Procedures
• Designating a Compliance Officer
• Monitoring for Events
• Dissemination to EMMA
• Annual Reporting Requirements
Presented by: Jason Martinez, Associate Director, Cooperative Strategies