Navigating The Legal Code of Continuing Disclosure Webinar

HomeNavigating The Legal Code of Continuing Disclosure Webinar

Navigating The Legal Code of Continuing Disclosure Webinar

When:
June 22, 2017 @ 2:00 pm – 3:00 pm
2017-06-22T14:00:00-07:00
2017-06-22T15:00:00-07:00
Contact:
Shelly Tillery
(916) 662-7213

CLICK HERE to register

This valuable webinar will help LEAs understand their legal obligations under SEC Rule 15c2-12.

Learning Objectives:
• What is Continuing Disclosure?
• History of Rule 15c2‐12
• Types of Disclosures
• How to Implement Policies and Procedures
• Designating a Compliance Officer
• Monitoring for Events
• Dissemination to EMMA
• Annual Reporting Requirements

Presented by: Jason Martinez, Associate Director, Cooperative Strategies